Utah
Investor Protection
 
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Heiner Law Offices is headquartered in Salt Lake City, Utah. For 15 years we have focused our law practice on cases representing individuals against securities brokerage firms. As a result, our law firm is uniquely positioned to help Utah investors that are victims of brokerage firm misconduct. Because most new account agreements include arbitration clauses, customers of brokers with disputes and claims must file in an approved arbitration forum.

Salt Lake City, Utah, is the Financial Industry Regulatory Authority (FINRA) authorized arbitration hearing location for all residents that live in Utah. Utah investors need to know, that unlike court, arbitration does not require personal appearances for the parties or their attorneys until the actual hearing. Because of this difference of arbitration versus court, we can provide the highest level of service and you get the opportunity to retain attorneys of our caliber and experience to represent you, even though we might not have offices in your home town.

For the past 15 years, Heiner Law Offices has developed extensive experience about the Salt Lake City pool of arbitrators, which few law firms can equal. This experience is extremely helpful to assess the value of your case once the panel is selected. The number of arbitrators in the Salt Lake City, Utah, hearing location is quite limited compared to other venues. Given that the parties have input on who becomes an arbitrator for a particular case, our experience with panel composition can make a meaningful difference on the outcome of a case.

Utah investors are fortunate to have strong investor protection laws. The Utah Uniform Securities Act allows investors who can prove the brokerage firm violated certain sections of it, to recover their costs, attorneys’ fees, and 12% interest. Utah is the only state in the country that has a provision in its securities act that allows investors to recover three times their losses, if the broker’s misconduct is reckless or intentional. Heiner Law Offices has filed hundreds of FINRA arbitration cases, and although not the norm, we have obtained arbitration awards for our clients that included three times compensatory damages, costs, attorneys’ fees and 12% interest on the amount lost.

Heiner Law Offices has devoted its practice to representing investors against brokerage firms over the past 15, and we pride ourselves in offering very caring, personal service to each of our clients. We are your local Utah securities fraud attorneys.

We know securities arbitration. Let us put our knowledge and experience to work for you.

Contact us for a free consultation.
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Utah Investor Protection
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